Regulatory Investigations (Domestic and Foreign)

Atsumi & Sakai’s risk management team can handle all-manner of regulatory investigations, both domestic and foreign through a multi-disciplinary and multi-jurisdictional team comprising:

• Former prosecutors
• Certified Public Accountants
• Criminal defense lawyers
• A lawyer with experience working at the Tokyo Stock Exchange
• A lawyer with experience working at the Securities and Exchange Surveillance Commission
• Lawyers with experience working at the compliance departments of listed companies and financial institutions
• A leading Japanese expert on EU anti-trust laws
• Foreign lawyers able to advise on the laws of New York, California, England and Wales, India, China, Taiwan and Australia

The team advises on:

• Compliance and risk audits
• Compliance and risk training (in-person and online)
• Handling dawn raids
• Responding to and managing regulatory investigations
• Criminal defense
• Internal investigations
• Whistleblowing support
• Employee reporting and disciplinary rules
• Assistance with PR responses
• Data security
• Data retention policies
• Support with foreign investigations
• Selection of foreign counsel based on personal knowledge
• Transaction management of multi-jurisdictional investigations

When advising foreign clients, our firm can field a team of expert Japanese lawyers and foreign lawyers who have relevant experience and bi-cultural sensitivity. Our team can do business and draft documents in Japanese, English, German, Mandarin, Hindi, Korean, and Marathi, and provides services around the clock through our global affiliated offices. 

 

 

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